MCA door. Annual filings + board + SBO.

MCA compliance without the last-week rush.

Annual filings, board resolutions, significant beneficial ownership, DIR-3 KYC, charges, meetings. Every ROC obligation, one workspace. dcomply tracks 470 sections and dozens of ROC forms across every director and every entity in your group, with real penalty figures and director-disqualification risk scoring. AGM to AOC-4 to MGT-7 to BEN-2 to CHG-1, every filing on a calendar you cannot ignore.

Companies Act Compliance Dashboard
FY 2025-26  |  Sharma Technologies Pvt Ltd
───────────────────────
ANNUAL FILINGS:
✓ AGM held: 25-Sep-2025
⚠ AOC-4 due: 25-Oct-2025  ← 12 days
⚠ MGT-7 due: 24-Nov-2025  ← 42 days
✓ ADT-1 filed: 28-Sep-2025
───────────────────────
DIRECTOR STATUS:
✓ Rajiv Sharma (DIN 0123xxxx)   KYC: OK
✗ Priya Patel  (DIN 0456xxxx)   KYC: OVERDUE ← ₹5,000 due
───────────────────────
PENDING EVENT FILINGS:
⚠ DIR-12: New director — due 15-Oct-2025
   (Penalty starts: 16-Oct-2025)
───────────────────────
DISQUALIFICATION RISK:  LOW  ✓
Live Companies Act compliance and director risk dashboard
Sound familiar?

If any of this sounds familiar, you're in the right place.

These are the exact sentences we hear on first calls. If two or three of them ring true, dcomply is the workspace you have been trying to build in a spreadsheet.

Your annual return prep starts three weeks before deadline every year.

Board resolutions live in the CS's Google Drive with no version history.

SBO records were updated once and never revisited.

DIR-3 KYC surprises happen every June.

Charges register is a document, not a workflow.

If you're listed on the exchange, the SEBI door covers LODR quarterly disclosures alongside MCA filings.

Your regulator stack

Here's what sits above the foundation.

MCA compliance sits inside a wider corporate-governance stack that reaches into SEBI (for listed), DPDP (for director/shareholder data), and POSH (as employer). dcomply ships modules for each layer.

POSH (as employer)
IC constitution, complaint intake, annual return, training records.
DPDP Act 2023 (director/shareholder data)
Consent for director records, DSR portal for shareholders, retention schedule.
SEBI (if listed)
LODR quarterly disclosures, subsidiary tracker (Reg 24), PIT insider list.
MCA V3 portal + SBO Rules
Pre-filled JSON matching V3 schema, SBO identification workflow, BEN-2 filing.
Companies Act 2013
The foundation. 470 sections. AOC-4 within 30 days of AGM, MGT-7 within 60 days, DIR-3 KYC by 30 September, CHG-1 within 30 days of charge creation.
The Problem

Three Specific Reasons Companies Act Compliance Fails Every Year

These are not edge cases. CAs encounter all three of these failures every year, and the consequences are irreversible.

Section 164 Disqualification Hits All Directorships at Once

If a company defaults on annual filings for 3 consecutive years, every director is disqualified from ALL companies, not just this one. A director who neglected a dormant shell company loses their seat at the operating company they actually care about. Section 164(2) disqualification lasts 5 years and cannot be undone retroactively.

Event-Based Filings Are the Ones That Get Missed

Everyone knows the annual return date. Nobody remembers that a director appointment triggers DIR-12 in 30 days, a board resolution triggers MGT-14 in 30 days, or a loan charge triggers CHG-1 in 30 days. These ad-hoc events have no natural calendar reminder, and each carries per-day penalties from day 31.

DIR-3 KYC Catches Everyone by Surprise Every September

September 30 deadline, ₹5,000 per director for reactivation of DIN. A CA managing 30 clients with 3 directors each faces 90 KYC tasks on the same day. Miss one, and that director's DIN is deactivated, they cannot sign any MCA form until a ₹5,000 late fee is paid and the ROC processes the reactivation.

Capabilities

Six Systems That Cover Every Companies Act Obligation

Not a calendar with reminders, a compliance engine that knows what each form requires, when penalties start, and which director is at risk.

Annual Filing Calendar (MGT-7, AOC-4, ADT-1, DIR-3 KYC)

Enter your AGM date and the system auto-calculates every downstream deadline. AGM on 25 September? AOC-4 due 25 October (30 days), MGT-7 due 24 November (60 days), ADT-1 due 10 October (15 days). Penalty clock becomes visible the day after each deadline at the statutory rate. ₹200/day/company plus ₹200/day/officer for MGT-7 with no cap for listed entities. Covers MGT-7A (OPC and small company variant) and AOC-4 XBRL for applicable companies. Director KYC (DIR-3) pinned to 30 September each year, separate from AGM cycle, with per-director status tracking.

Event-Based Filing Tracker (DIR-12, MGT-14, CHG-1, PAS-3)

Log a corporate event and the system immediately creates the corresponding ROC filing task with a 30-day countdown. Appoint a director → DIR-12 task opens. Pass a board or special resolution → MGT-14 due. Create a charge over assets → CHG-1 in 30 days. Issue new shares → PAS-3 (return of allotment) in 30 days. Tracks INC-20A (commencement of business declaration. 180-day window, ₹50,000 + ₹1,000/day if not filed) and INC-22A (ACTIVE company address verification). Every event trigger is documented with the officer responsible and evidence attachment slot.

Director Disqualification Risk Monitor (Section 164 / 167)

The most feared provision in the Companies Act. Under Section 164(2), if a company fails to file annual returns or financial statements for 3 consecutive years, every director is disqualified from serving on the board of ANY company for 5 years. dcomply tracks each director's disqualification exposure across their entire portfolio, not just your company. Year-2 default triggers a red alert before the irreversible 5-year ban activates. Section 167 vacation of office (automatic vacation if a director is absent from all board meetings for 12 months) is tracked separately with attendance logs feeding the disqualification engine.

Statutory Register Management (Digital, Inspection-Ready)

Maintain all mandatory registers online in Companies Act format: Register of Members (MGT-1), Register of Directors and KMP (MBP-1), Register of Charges (CHG-7), Register of Contracts with Related Parties (MBP-4), Register of Investments Not Held in Own Name, and Register of Loans and Guarantees (MBP-2). Every entry is timestamped and linked to the triggering event. Export in prescribed format for ROC inspection, secretarial audit (MR-3), or due diligence, without manual compilation. Digital registers satisfy the Section 128 requirement for books of account to be accessible from registered office.

Board Meeting and Resolution Tracker (Section 173 + SS-1)

Track meeting frequency under Section 173: first board meeting within 30 days of incorporation, then no gap exceeding 120 days between any two consecutive meetings (4 meetings per year minimum). Quorum check: one-third of total directors or 2, whichever is higher. Notice period enforcement: 7 days for regular board meetings, shorter notice documented for urgent matters per SS-1 requirements. Resolution register with automatic MGT-14 trigger for resolutions that require filing within 30 days. Records participation, proxy details, and video-conference attendance for hybrid meetings under MCA circular provisions.

Penalty Exposure Calculator (Live, Per Provision)

Real-time rupee calculation of every accruing penalty, not vague estimates. DIR-3 KYC overdue: ₹5,000 per deactivated director shown immediately. MGT-7 late: ₹200 × days overdue × (company + each officer in default), updated daily. INC-20A not filed: ₹50,000 company + ₹1,000/day per officer, calculated from day 181. AOC-4 late: ₹1,000/day up to ₹10 lakh. System ranks filings by daily penalty accrual rate so you clear the most expensive obligations first. Total exposure shown in rupees with daily burn rate, the number CFOs and promoters need to act.

ROC Challan Tracker

Track all ROC fee challans. MCA21 V3 payment receipts, SRN numbers, filing fees paid, and challan validity, with a centralised register for auditor review and Companies Act compliance proof.

What's Included

All 12+ ROC Forms and Statutory Registers Covered

Every MCA21 form your company will ever need to file, with due dates, penalty rates, and section references pre-loaded.

ANNUAL FORMS
MGT-7 / MGT-7A — Annual Return
AOC-4 / AOC-4 XBRL — Financial Statements
ADT-1 — Auditor Appointment
DIR-3 KYC — Director KYC (30 Sep)
EVENT-BASED FORMS
DIR-12 — Director Change (30 days)
MGT-14 — Board / SR Resolution (30 days)
CHG-1 / CHG-4 — Charge Creation / Satisfaction
PAS-3 — Return of Allotment (30 days)
INC-20A — Commencement of Business
INC-22A — ACTIVE (Address Verification)
SH-7 — Increase in Authorised Capital
MGT-6 — Declaration of Beneficial Interest
STATUTORY REGISTERS
MGT-1, MBP-1, CHG-7, MBP-4, MBP-2
AGM-linked deadline cascade

Enter a single AGM date and the system cascades all dependent deadlines. AOC-4, MGT-7, ADT-1, with their exact due dates and the penalty rate that applies from day one of default.

Director portfolio risk scoring

Each director's disqualification risk is scored across all companies they serve, not just yours. A single defaulting company in their portfolio triggers an alert long before Section 164 kicks in.

CSR obligation tracker (Section 135)

Auto-calculate 2% CSR obligation based on net profit. Track unspent amounts, transfer to PM-CARES or National CSR Fund deadlines, and CSR-2 form filing requirement.

Related party transaction register

Maintain the Register of Contracts (MBP-4) with every RPT, counterparty, value, Board and shareholder approval reference, and audit committee sign-off. Section 188 compliance documentation automated.

Key Managerial Personnel compliance

Track mandatory KMP appointments for companies above prescribed thresholds: MD/CEO, CFO, Company Secretary. Generate required resolutions and filings when KMP changes occur.

Secretarial audit and MR-3 support

Compile audit-ready evidence for the annual secretarial audit report (Form MR-3) required for listed companies and public companies with paid-up capital above ₹10 crore or turnover above ₹50 crore.

MCA compliance FAQs

Questions Company Secretaries actually ask.

Every company must file: AOC-4 (financial statements) within 30 days of AGM, MGT-7 (annual return) within 60 days of AGM, and (for OPC) MGT-7A. Small companies get relaxations. Late filing carries additional fees of ₹100/day per form with no upper cap for AOC-4 and MGT-7. Arrears mount fast. dcomply reminds 30/15/5 days before every deadline.

First AGM within 9 months of incorporation. Subsequent AGMs within 6 months of the financial year end and not later than 15 months from the last AGM. Companies with turnover over ₹10 crore or paid-up capital over ₹10 crore must hold minimum 4 board meetings per year. dcomply's board-meeting module tracks agendas, notices, minutes and quorum.

Directors Identification Number KYC. Every director must file DIR-3 KYC each year by 30 September, updating personal details. Failure to file causes DIN deactivation and a re-activation fee of ₹5,000. dcomply reminds each director 30 days before the deadline and stores the filed KYC.

BEN-2 is the return of Significant Beneficial Owners under Section 90 of the Companies Act. Every company must identify persons who beneficially hold at least 10% of shares, voting rights, distributions, or otherwise exercise significant influence, and file BEN-2 with details. Non-filing carries penalty up to ₹5 lakh plus ₹1,000/day continuing. dcomply's SBO module walks through the identification and files BEN-2.

CHG-1: creation of a charge (mortgage, hypothecation, pledge, lien). File within 30 days of creation. CHG-4: satisfaction of charge. File within 30 days of satisfaction. Delay attracts additional fees escalating quickly. Charges are visible to lenders and rating agencies, so unfiled charges also cause credit issues.

dcomply generates the pre-filled JSON for each form matching the MCA V3 portal schema. Manual upload is one click. Direct XBRL filing via API is on the enterprise roadmap. Today, dcomply eliminates 90% of the manual data-entry effort.

No. Filings go through the MCA portal. dcomply produces the file and archives the audit trail.

Yes. SBO module handles multi-layer ownership tracing.

Multi-entity workspace, one login, roll-up reporting.

Director register with KYC dates, annual reminder, evidence archive.

Yes. Also NGO-specific overlays.

The director's DIN (Director Identification Number) is immediately deactivated by the MCA after September 30. With a deactivated DIN, the director cannot sign or file any MCA form, including MGT-7, AOC-4, or any event-based form. To reactivate, the company must pay ₹5,000 per director as a late filing fee and wait for ROC processing. dcomply tracks DIR-3 KYC status for every director across your client portfolio and sends tiered reminders at 60, 30, 15, and 7 days before the deadline, giving CAs enough lead time to collect KYC documents from directors who may be travelling or unresponsive.

Under Section 164(2) of the Companies Act 2013, if a company fails to file its annual return (MGT-7) or financial statements (AOC-4) for 3 consecutive financial years, every director of that company at the time of the default is disqualified from being appointed or reappointed as a director in any company for 5 years. The disqualification is not limited to the defaulting company. It covers all directorships simultaneously. dcomply's disqualification tracker tags each director with their DIN, maps them across all companies they direct within your workspace, and flags year-2 defaults with a critical alert before the 3-year threshold that triggers Section 164(2). A director who holds seats at 5 companies can lose all 5 positions because of a filing default at just one of them.

Yes. For MGT-7 (Annual Return), the penalty under Section 92 is ₹200 per day for the company and ₹200 per day for each officer in default, with no upper cap for listed companies. dcomply's penalty calculator shows the live accruing figure from day one of default: if the company and two officers are in default for 45 days, the total exposure is ₹200 × 3 × 45 = ₹27,000. The dashboard updates this figure daily, with the per-day burn rate displayed alongside the total. AOC-4 (financial statements) carries a separate ₹1,000/day penalty capped at ₹10 lakh. INC-20A carries ₹50,000 company plus ₹1,000/day officers. All penalties are calculated per provision, summed into a total exposure figure, and ranked by daily accrual rate so the most expensive obligations are cleared first.

dcomply detects and creates filing tasks for the following corporate events: director appointment or resignation (DIR-12, 30 days), passing of a board resolution or special resolution (MGT-14, 30 days), creation of a charge over company assets (CHG-1, 30 days), satisfaction of a charge (CHG-4, 30 days), allotment of shares or securities (PAS-3, 30 days), change in registered office (INC-22, timelines vary), increase in authorised share capital (SH-7), and change in KMP (DIR-12). Every logged event creates a filing task with the responsible officer, documentary requirements, deadline, and penalty rate pre-filled. If the filing is not marked complete before the deadline, automatic escalation goes to the CA in charge.

MGT-7A is a shorter annual return form introduced for One Person Companies (OPC) and small companies as defined under Section 2(85) of the Companies Act 2013. A company qualifies as a small company if its paid-up capital does not exceed ₹2 crore (or such higher limit as may be prescribed) and its turnover does not exceed ₹20 crore. All other private and public companies file the full MGT-7. dcomply auto-identifies the applicable form based on the company category and financial thresholds you enter during setup, and serves the correct form type in your filing calendar. If your company's classification changes due to growth, the form type is updated for the following year.
Real teams, real programmes

"Board resolutions have a version history we can actually search."

"Annual filing prep used to be three weeks. Now it runs from the calendar and produces the file in three days. Board resolutions have a version history we can actually search."
Company Secretary, a mid-sized private company with three subsidiaries.

No Director Should Lose a Boardroom Seat to a Missed Deadline

Track every ROC form, every director's KYC status, and every event-triggered filing obligation, with live penalty calculations and Section 164 disqualification risk scoring.